Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leslie? Claim Your ProfileLeslie Evans-dunn is a financial advisor at Commonwealth Financial Network. Leslie has been in the financial industry since 1989, and has worked at a number of firms, including Wells Fargo Advisors, Morgan Stanley Smith Barney, and Citigroup Global Markets. Leslie is registered as a broker-dealer in Florida and Virginia. Leslie is also a registered investment advisor in Florida and Virginia. Leslie is a Series 7, Series 9, Series 10, Series 31, and Series 63 and 65 licensed professional. Leslie offers financial planning, pension consulting, and portfolio management services to individuals, businesses, and retirement plans. Leslie specializes in a variety of investment services, including stocks, bonds, mutual funds, and insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
08/24/2015 - Present
Commonwealth Financial Network (Port Charlotte FL)
VA
08/06/2010 - 08/25/2015
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (RESTON VA)
VA
06/01/2009 - 08/23/2010
MORGAN STANLEY SMITH BARNEY (MCLEAN VA)
VA
02/22/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (MCLEAN VA)
MD
02/02/2000 - 02/27/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NC
09/15/1999 - 01/11/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
GA
06/30/1999 - 07/13/1999
MIDSOUTH CAPITAL, INC. (ATLANTA GA)
MD
06/13/1997 - 06/02/1999
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
FL
04/17/1995 - 11/07/1996
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
FL
10/01/1993 - 09/27/1994
STATEWIDE SECURITIES GROUP, INC. (SARASOTA FL)
NY
12/11/1991 - 10/15/1993
SHIELDS & COMPANY (NEW YORK NY)
NA
09/11/1989 - 05/16/1991
LEHMAN BROTHERS INC.
NY
05/21/1987 - 05/16/1991
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
07/19/1989 - 09/01/1989
COZAD INVESTMENT SERVICES, INC.
BC
Issued 10/21/1999
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 09/21/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/25/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/04/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 05/16/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Leslie Evans-dunn is the right advisor for you? Invested Better is here to help.
