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Lesli Ann Westbrook

FHN Financial Securities Corp.

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About Lesli Ann Westbrook

Lesli Ann Westbrook is a financial professional with over 10 years of experience in the securities industry. Lesli Westbrook is currently registered with FHN Financial Securities Corp. and has previously held registrations with Coastal Securities, Inc. and Amherst Securities Group, L.P. Lesli Westbrook holds a Series 7, Series 24 and Series 63 license, as well as the SIE exam. Lesli Ann Westbrook has been serving clients in Texas and across the country since 2012.

Firm Information

Lesli Westbrook is currently registered with FHN Financial Securities Corp.. FHN Financial Securities Corp. is a Corporation registered in 53 states and the District of Columbia. It was formed on October 30, 1998, and has been approved by the SEC. The firm has been involved in 7 Regulatory Events and 1 Arbitration case.

Not reported

Assets Under Management

Not reported

Total Clients

259

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lesli Westbrook’s Registration & Firm History

TX

04/01/2017 - Present

FHN Financial Securities Corp. (HOUSTON TX)

TX

03/05/2015 - 04/01/2017

COASTAL SECURITIES, INC. (HOUSTON TX)

TX

02/20/2012 - 10/17/2014

AMHERST SECURITIES GROUP, L.P. (HOUSTON TX)

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Licenses & Designations

BC

Issued 04/27/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/17/2018

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/17/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lesli Ann Westbrook.
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