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Lesley Rubino Costales

Advisors Asset Management, Inc.

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About Lesley Rubino Costales

Lesley Rubino Costales is a financial advisor in BOERNE, TX, with over 23 years of experience. Lesley is currently registered with Advisors Asset Management, Inc. and has been with the firm since June 2005. Lesley has previously worked at TD WATERHOUSE INVESTOR SERVICES, INC. and NEW ENGLAND SECURITIES. Lesley is a registered representative of FINRA and is licensed in California, Nevada, and Puerto Rico. Lesley has passed several industry exams including Series 7, Series 24, Series 63, Series 66, Series 79TO, and the SIE exam. Lesley specializes in providing investment advice to individuals, businesses, and investment companies.

Firm Information

Lesley Costales is currently registered with Advisors Asset Management, Inc.. Advisors Asset Management, Inc. is a corporation formed in 2008 and headquartered in Monument, Colorado. The firm provides investment advisory services to individuals, businesses, and pooled investment vehicles. They specialize in portfolio management and serve a wide range of clients including individuals, corporations, investment companies, pension plans, and other investment advisors. The firm is registered with the SEC and in all 50 states and the District of Columbia. Their website and social media presence provide access to their services and resources.
Advisors Asset Management, Inc.

18925 BASE CAMP ROAD

MONUMENT, CO 80132

$3.85B

Assets Under Management

Not reported

Total Clients

185

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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supervisor/evaluator to unit investment trusts

Supervisor/evaluator to unit investment trusts

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Lesley Costales’s Registration & Firm History

TX

08/01/2006 - Present

Advisors Asset Management, Inc. (BOERNE TX)

NE

02/13/2004 - 02/10/2005

TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)

NY

11/05/1999 - 02/03/2004

NEW ENGLAND SECURITIES (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 07/28/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/26/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/18/2016

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/03/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Lesley Rubino Costales.
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