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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lesley? Claim Your ProfileLesley Loggins is a financial advisor in Tyler, TX. Lesley has been in the financial services industry since February 1993. Lesley is currently registered with Morgan Stanley. Lesley also previously worked for CITIGROUP GLOBAL MARKETS INC., RBC DAIN RAUSCHER INC., DAIN RAUSCHER INCORPORATED, RAUSCHER PIERCE REFSNES, INC., and PAINEWEBBER INCORPORATED. Lesley holds the following licenses: Series 7, Series 63, Series 65, and SIE. Lesley specializes in providing portfolio management for individuals, businesses, and investment companies. Lesley also provides financial planning and asset allocation advice. Lesley's clients include high net worth individuals, insurance companies, investment companies, charitable organizations, and individuals other than high net worth.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
TX
06/01/2009 - Present
Morgan Stanley (Tyler TX)
TX
02/07/2003 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (TYLER TX)
NY
03/02/1998 - 02/24/2003
RBC DAIN RAUSCHER INC. (NEW YORK NY)
NA
01/02/1998 - 03/02/1998
DAIN RAUSCHER INCORPORATED
TX
02/13/1996 - 01/02/1998
RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)
NJ
02/19/1993 - 02/14/1996
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 02/25/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/25/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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