Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lesley? Claim Your ProfileLesley Vanborssum is a financial advisor with over 30 years of experience in the industry. She is currently registered with Cambridge Investment Research Advisors, Inc. and has previously held positions at Ameriprise Financial Services, Inc., Oppenheimer & Co. Inc., Citigroup Global Markets Inc., Wachovia Securities, LLC, Dean Witter Reynolds Inc., Crowell, Weedon & Co., and Thomas Green/San Diego Securities Incorporated. Lesley holds several professional licenses and designations, including the Series 7, Series 63, and Series 65 licenses. She is also a registered Investment Advisor Representative in Arizona and Texas. Lesley specializes in providing financial planning, investment management, and retirement planning services to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
AZ
07/24/2017 - Present
Cambridge Investment Research Advisors, Inc. (Phoenix AZ)
AZ
10/14/2016 - 07/28/2017
AMERIPRISE FINANCIAL SERVICES, INC. (Phoenix AZ)
AZ
10/04/2007 - 10/18/2016
OPPENHEIMER & CO. INC. (SCOTTSDALE AZ)
AZ
06/03/2005 - 10/08/2007
CITIGROUP GLOBAL MARKETS INC. (TUCSON AZ)
MO
02/22/1994 - 06/07/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
03/22/1993 - 02/25/1994
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
CA
11/06/1989 - 03/18/1993
CROWELL, WEEDON & CO. (LOS ANGELES CA)
CA
12/03/1985 - 11/11/1989
THOMAS GREEN/SAN DIEGO SECURITIES INCORPORATED (LOS ANGELES CA)
IA
Issued 10/28/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/28/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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