Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lesley? Claim Your ProfileLesley Augustine is an investment advisor representative with Robert W. Baird & Co. Inc. located in Milwaukee, Wisconsin. Lesley has been in the industry since August 7, 2009. Lesley is registered with the state of Wisconsin. Lesley has passed the Series 66, Series 7, Series 9, Series 10 and SIE exams. Prior to joining Robert W. Baird & Co. Inc., Lesley worked at Wells Fargo Advisors, LLC and Wells Fargo Funds Distributor, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
WI
04/11/2011 - Present
Robert W. Baird & Co. Inc. (MILWAUKEE WI)
WI
10/28/2009 - 09/17/2010
WELLS FARGO ADVISORS, LLC (MENOMONEE FALLS WI)
WI
01/15/2009 - 10/29/2009
WELLS FARGO FUNDS DISTRIBUTOR, LLC (MENOMONEE FALLS WI)
BOTH
Issued 04/27/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/22/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/14/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/14/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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