Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lesley? Claim Your ProfileLesley Gaudiosi is a registered investment advisor representative associated with New York Life Investment Management LLC. Lesley is based in Haymarket, Virginia. Lesley has been in the securities industry since May 8, 2012 and has experience with Edward Jones, Pacific Select Distributors, LLC, Wells Fargo Advisors, LLC, Pruco Securities, LLC. and Hartford Equity Sales Company Inc. Lesley holds Series 6, 7, 63, 66 and SIE licenses. Lesley is a registered representative in the District of Columbia, Maryland and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
VA
03/17/2023 - Present
NEW York Life Investment Management LLC (Haymarket VA)
VA
05/15/2017 - 10/21/2021
EDWARD JONES (Haymarket VA)
CA
01/30/2015 - 05/16/2017
PACIFIC SELECT DISTRIBUTORS, LLC (NEWPORT BEACH CA)
VA
12/09/2014 - 01/02/2015
WELLS FARGO ADVISORS, LLC (MCLEAN VA)
NJ
01/03/2013 - 10/24/2014
PRUCO SECURITIES, LLC. (NEWARK NJ)
VA
10/04/2010 - 01/03/2013
HARTFORD EQUITY SALES COMPANY INC. (ALEXANDRIA VA)
BOTH
Issued 06/22/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/27/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/16/2022
Series 7TO - General Securities Representative Examination
BC
Issued 11/16/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/2014
Series 7 - General Securities Representative Examination
BC
Issued 09/30/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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