Unclaimed
Lesley Fay Burton is a financial professional with experience in the industry since 2015. Lesley is currently registered with Hilltop Securities Inc. and Momentum Independent Network Inc. Lesley has held previous positions with Transamerica Capital, Inc., Charles Schwab & Co., Inc., Oppenheimer & Co. Inc., Wachovia Capital Markets, LLC, AllianceBernstein Investment Research and Management, Inc., Walnut Street Securities, Inc., MetLife Investors Distribution Company, Metropolitan Life Insurance Company, New England Securities, MetLife Securities Inc. Lesley has experience in areas such as financial planning and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
TX
01/17/2023 - Present
Hilltop Securities Inc. (DALLAS TX)
CO
08/24/2022 - 01/25/2023
TRANSAMERICA CAPITAL, INC. (DENVER CO)
TX
09/07/2021 - 08/08/2022
HILLTOP SECURITIES INC. (DALLAS TX)
TX
11/11/2009 - 12/10/2012
CHARLES SCHWAB & CO., INC. (DALLAS TX)
TX
03/25/2009 - 10/15/2009
OPPENHEIMER & CO. INC. (DALLAS TX)
NY
01/01/2008 - 03/18/2009
WACHOVIA CAPITAL MARKETS, LLC (NEW YORK NY)
TN
10/17/2005 - 10/25/2005
ALLIANCEBERNSTEIN INVESTMENT RESEARCH AND MANAGEMENT, INC. (NASHVILLE TN)
CA
09/01/2004 - 09/27/2005
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
NY
08/30/2004 - 09/27/2005
METLIFE INVESTORS DISTRIBUTION COMPANY (NEW YORK CITY NY)
NY
08/30/2004 - 09/27/2005
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NY
08/30/2004 - 09/27/2005
NEW ENGLAND SECURITIES (NEW YORK NY)
MA
08/30/2004 - 03/31/2005
METLIFE SECURITIES INC. (SPRINGFIELD MA)
BC
Issued 10/30/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/10/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/07/2020
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/05/2021
Series 7TO - General Securities Representative Examination
BC
Issued 09/03/2021
Series 52TO - Municipal Securities Representative Examination
BC
Issued 12/21/2007
Series 7 - General Securities Representative Examination
BC
Issued 08/27/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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