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Lesley Fay Burton

Hilltop Securities Inc.

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About Lesley Fay Burton

Lesley Fay Burton is a financial professional with experience in the industry since 2015. Lesley is currently registered with Hilltop Securities Inc. and Momentum Independent Network Inc. Lesley has held previous positions with Transamerica Capital, Inc., Charles Schwab & Co., Inc., Oppenheimer & Co. Inc., Wachovia Capital Markets, LLC, AllianceBernstein Investment Research and Management, Inc., Walnut Street Securities, Inc., MetLife Investors Distribution Company, Metropolitan Life Insurance Company, New England Securities, MetLife Securities Inc. Lesley has experience in areas such as financial planning and portfolio management for individuals.

Firm Information

Lesley Burton is currently registered with Hilltop Securities Inc.. Hilltop Securities Inc. is a corporation formed in 1991 and headquartered in Dallas, Texas. They are a registered investment advisor with over $1 billion in assets under management, serving a diverse client base including individuals, corporations, and charitable organizations. The firm provides a range of services including financial planning, portfolio management, educational seminars, and publication of periodicals. Their website and LinkedIn profile provide further information about their services and team.
Hilltop Securities Inc.

717 N. HARWOOD STREET

DALLAS, TX 75201

$1.87B

Assets Under Management

9

Total Clients

402

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

12b-1 fees

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Lesley Burton’s Registration & Firm History

TX

01/17/2023 - Present

Hilltop Securities Inc. (DALLAS TX)

CO

08/24/2022 - 01/25/2023

TRANSAMERICA CAPITAL, INC. (DENVER CO)

TX

09/07/2021 - 08/08/2022

HILLTOP SECURITIES INC. (DALLAS TX)

TX

11/11/2009 - 12/10/2012

CHARLES SCHWAB & CO., INC. (DALLAS TX)

TX

03/25/2009 - 10/15/2009

OPPENHEIMER & CO. INC. (DALLAS TX)

NY

01/01/2008 - 03/18/2009

WACHOVIA CAPITAL MARKETS, LLC (NEW YORK NY)

TN

10/17/2005 - 10/25/2005

ALLIANCEBERNSTEIN INVESTMENT RESEARCH AND MANAGEMENT, INC. (NASHVILLE TN)

CA

09/01/2004 - 09/27/2005

WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)

NY

08/30/2004 - 09/27/2005

METLIFE INVESTORS DISTRIBUTION COMPANY (NEW YORK CITY NY)

NY

08/30/2004 - 09/27/2005

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

NY

08/30/2004 - 09/27/2005

NEW ENGLAND SECURITIES (NEW YORK NY)

MA

08/30/2004 - 03/31/2005

METLIFE SECURITIES INC. (SPRINGFIELD MA)

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Licenses & Designations

BC

Issued 10/30/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/10/2022

Series 24 - General Securities Principal Examination

BC

Issued 10/07/2020

Series 53 - Municipal Securities Principal Examination

BC

Issued 11/05/2021

Series 7TO - General Securities Representative Examination

BC

Issued 09/03/2021

Series 52TO - Municipal Securities Representative Examination

BC

Issued 12/21/2007

Series 7 - General Securities Representative Examination

BC

Issued 08/27/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Lesley Fay Burton.
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