Unclaimed
Lesley Danielle Nurse is a financial advisor with over 20 years of experience in the industry. Lesley is currently registered with Neuberger Berman BD LLC in New Jersey and New York. Previously, Lesley worked with KKR Capital Markets LLC, Pinebridge Securities LLC, DEAM Investor Services, Inc. and Deutsche Bank Securities Inc. Lesley holds the Series 3, 7 and 63 licenses as well as the Securities Industry Essentials (SIE) exam. Lesley has a designation as a Chartered Financial Analyst. Lesley is also a Board Member (Vice President) for a Condo Board, a position Lesley has held since 2015.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
03/18/2021 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NY
10/04/2010 - 01/19/2018
KKR CAPITAL MARKETS LLC (NEW YORK NY)
NY
09/01/2006 - 08/23/2010
PINEBRIDGE SECURITIES LLC (NEW YORK NY)
NY
05/30/2003 - 08/16/2006
DEAM INVESTOR SERVICES, INC. (NEW YORK NY)
NY
05/14/2001 - 05/30/2003
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NJ
09/14/1998 - 11/11/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BC
Issued 09/21/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/03/2004
Series 3 - National Commodity Futures Examination
BC
Issued 09/12/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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