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Lesley D Nettles

T. Rowe Price Investment Services, Inc.

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About Lesley D Nettles

Lesley Nettles is a financial advisor currently registered with T. Rowe Price Investment Services, Inc.. Lesley has been in the financial services industry since 2001, and has experience with a variety of firms. Lesley is registered in 53 states and is dedicated to providing clients with personalized financial advice.

Firm Information

Lesley Nettles is currently registered with T. Rowe Price Investment Services, Inc.. T. Rowe Price Investment Services, Inc. is a corporation formed on June 10, 1980. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. It has one regulatory event and three arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

612

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lesley Nettles’s Registration & Firm History

CA

08/18/2021 - Present

T. Rowe Price Investment Services, Inc. (SAN FRANCISCO CA)

MO

11/15/2005 - 04/03/2006

AMERICAN CENTURY INVESTMENT SERVICES INC. (KANSAS CITY MO)

MA

08/20/2005 - 09/28/2005

COLUMBIA MANAGEMENT DISTRIBUTORS, INC. (BOSTON MA)

NC

06/14/2005 - 08/20/2005

BACAP DISTRIBUTORS, LLC (CHARLOTTE NC)

OR

10/25/2004 - 06/14/2005

COLUMBIA FINANCIAL CENTER INCORPORATED (PORTLAND OR)

CO

07/08/2002 - 06/21/2004

CAZENAVE AND CO., INC. (WESTMINSTER CO)

GA

02/21/2001 - 07/02/2001

LEND LEASE CAPITAL MARKETS, INC. (ATLANTA GA)

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Licenses & Designations

BC

Issued 12/30/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/18/2021

SIE - Securities Industry Essentials Examination

BC

Issued 07/27/2021

Series 7TO - General Securities Representative Examination

BC

Issued 02/20/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lesley D Nettles.
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