Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lesley? Claim Your ProfileLesley Erikson is a financial advisor with over 20 years of experience in the financial services industry. Lesley is currently registered with Morgan Stanley and has previously worked with Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS Financial Services Inc., Stifel, Nicolaus & Company, Incorporated, Citizens Financial Services Inc., and Phoenix Equity Planning Corporation. Lesley holds Series 6, 7, 63, and 66 licenses as well as the SIE exam. Lesley has extensive experience in providing financial advice to a variety of clients, including individuals, families, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
MA
10/17/2022 - Present
Morgan Stanley (HYANNIS MA)
MA
08/04/2021 - 10/02/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HYANNIS MA)
GA
11/13/2017 - 06/21/2021
UBS FINANCIAL SERVICES INC. (ATLANTA GA)
MA
09/30/2015 - 03/21/2016
STIFEL, NICOLAUS & COMPANY, INCORPORATED (EAST HARWICH MA)
RI
11/20/1998 - 04/22/1999
CITIZENS FINANCIAL SERVICES INC. (JOHNSTON RI)
CT
04/30/1997 - 10/23/1998
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
BOTH
Issued 11/06/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/27/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/30/2015
Series 7 - General Securities Representative Examination
BC
Issued 11/22/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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