Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leslea? Claim Your ProfileLeslea Elizabeth Stock-lopez is a financial advisor who has been working in the industry since 2002. Leslea is registered with LPL Financial LLC and has been with the firm since August 2018. Leslea has worked for several firms in the past including B. Riley Wealth Management, Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS Financial Services Inc. and Federated Securities Corp. Leslea holds a Series 66, Series 7, and SIE licenses. Leslea's primary office location is in Houston, Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
08/20/2018 - Present
LPL Financial LLC (HOUSTON TX)
TX
03/03/2009 - 08/22/2018
B. RILEY WEALTH MANAGEMENT (HOUSTON TX)
TX
04/11/2005 - 03/05/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HOUSTON TX)
NJ
11/19/2002 - 04/20/2005
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
PA
03/12/2002 - 10/30/2002
FEDERATED SECURITIES CORP. (PITTSBURGH PA)
BOTH
Issued 09/27/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/11/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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