Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lesia? Claim Your ProfileLesia Marino-brolinson is an experienced financial advisor with over 30 years of experience in the industry. Lesia has a strong background in providing investment advice and financial planning services to individuals and families. Lesia is currently registered with Wells Fargo Clearing Services, LLC in Davidson, North Carolina, and Catawba, North Carolina. She previously held positions with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wells Fargo Advisors, LLC, Prudential Securities Incorporated, Smith Barney Inc., and Paine Webber Incorporated. Lesia is a licensed Series 63 and 65 registered representative with the State of North Carolina. Lesia is also a licensed Series 7 and SIE representative. She is committed to helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
08/11/2020 - Present
Wells Fargo Clearing Services, LLC (DAVIDSON NC)
OH
04/09/2010 - 08/12/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (TOLEDO OH)
VA
06/29/2001 - 04/12/2010
WELLS FARGO ADVISORS, LLC (BLACKSBURG VA)
NY
10/16/1997 - 07/05/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
09/10/1993 - 10/22/1997
SMITH BARNEY INC. (NEW YORK NY)
NJ
06/20/1989 - 09/21/1993
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 04/01/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/30/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/1989
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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