Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lesa? Claim Your ProfileLesa Marie Brain is a financial professional with over 18 years of experience in the industry. Lesa is currently registered with Nylife Distributors LLC, a firm that specializes in financial services. Prior to joining Nylife Distributors LLC, Lesa worked for KEY INVESTMENT SERVICES LLC and FIFTH THIRD SECURITIES, INC. Lesa holds several licenses and certifications, including Series 6, Series 63, Series 6TO, and SIE. Lesa is a valuable resource for clients seeking guidance in financial planning and investment strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OH
12/07/2023 - Present
Nylife Distributors LLC (Cleveland OH)
OH
06/26/2009 - 07/14/2011
KEY INVESTMENT SERVICES LLC (ELYRIA OH)
OH
09/27/2004 - 05/15/2009
FIFTH THIRD SECURITIES, INC. (LAKEWOOD OH)
BC
Issued 03/24/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/07/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/07/2023
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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