Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Les? Claim Your ProfileLes Vincent Anderton is a financial professional with over 40 years of experience in the financial services industry. Les is a registered representative of Wilson-Davis & CO., Inc. and holds Series 4, 7, 24, 27, 63, 79TO, 99TO, and SIE licenses. Les has a strong track record of success in providing financial advice and investment management services to a wide range of clients. Les is committed to providing personalized service and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
UT
11/19/1997 - Present
Wilson-Davis & CO., Inc. (SALT LAKE CITY UT)
PA
06/26/1996 - 12/03/1997
HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)
MA
07/17/1991 - 07/23/1996
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
07/17/1991 - 07/23/1996
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
NA
07/17/1991 - 10/15/1991
FIRST AMERICAN BILTMORE SECURITIES, INC.
UT
05/16/1990 - 04/30/1991
COVEY & CO., INC. (SALT LAKE CITY UT)
NA
03/25/1987 - 04/25/1990
BAGLEY SECURITIES, INC.
NA
07/25/1984 - 03/27/1987
COVEY & CO., INC.
NA
11/01/1979 - 03/07/1984
WILSON-DAVIS & CO., INC.
NA
06/30/1983 - 12/13/1983
SOUTHEAST SECURITIES OF FLORIDA, INC.
NA
12/17/1980 - 08/01/1983
JOHNSON-BOWLES COMPANY INC
BC
Issued 07/11/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/08/1985
Series 4 - Registered Options Principal Examination
BC
Issued 01/21/1984
Series 27 - Financial and Operations Principal Examination
BC
Issued 02/25/1982
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/1979
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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