Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Les? Claim Your ProfileLes Vicain is an active Registered Representative (RR) and Investment Advisor Representative (IAR) with PFS Investments Inc. in the Houston, TX area. Les has been in the financial services industry since March 1984. Les is registered with FINRA and the state of Texas. Les is also registered with the state of Texas as an Investment Advisor Representative. Les has passed multiple securities exams including the Series 6, 7, 26, 63 and 65 exams. Les is dedicated to providing financial services to individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
TX
07/14/2011 - Present
PFS Investments Inc. (HOUSTON TX)
IA
Issued 01/13/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/01/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/28/1997
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/2015
Series 7 - General Securities Representative Examination
BC
Issued 12/05/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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