Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Les? Claim Your ProfileLes David Frate is a financial advisor in the Mentor, OH area. Les is a registered representative of Stifel Independent Advisors, LLC, and has over 30 years of experience in the industry. Les is registered with the state of Ohio as both a broker-dealer and an investment advisor. Les is a licensed investment advisor representative and is registered with the state of Texas as a broker-dealer. Les offers a range of financial services, including financial planning, portfolio management, and educational seminars. Les has a strong commitment to providing personalized service to clients and is dedicated to helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
OH
07/15/2019 - Present
Stifel Independent Advisors, LLC (MENTOR OH)
MO
01/28/2000 - 01/21/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
OH
07/09/1996 - 02/25/2000
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
PA
10/15/1993 - 07/11/1996
PARKER/HUNTER INCORPORATED (PITTSBURGH PA)
IA
Issued 06/07/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/28/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/14/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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