Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Les? Claim Your ProfileLes Conton Carrington is a financial advisor with over 20 years of experience in the industry. Les has a Series 6, 7, 24, 63, and 66 licenses and has worked for several firms, including Scudder Investor Services, Inc., Altegris Investments, Inc., AIG Capital Services, Inc., and LPL Financial LLC. Les is currently registered with LPL Financial LLC and specializes in providing financial planning, portfolio management, and investment advisory services to individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
09/06/2019 - Present
LPL Financial LLC (SAN DIEGO CA)
TX
03/02/2015 - 06/10/2019
AIG CAPITAL SERVICES, INC. (HOUSTON TX)
CA
09/18/2013 - 11/21/2014
ALTEGRIS INVESTMENTS, INC. (LA JOLLA CA)
CA
02/28/2001 - 09/25/2013
LPL FINANCIAL LLC (SAN DIEGO CA)
NY
12/09/1999 - 12/31/2000
SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)
BOTH
Issued 09/04/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/18/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/03/2014
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/2014
Series 3 - National Commodity Futures Examination
BC
Issued 10/03/2006
Series 7 - General Securities Representative Examination
BC
Issued 12/08/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Les Carrington is the right advisor for you? Invested Better is here to help.
