Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lerry? Claim Your ProfileLerry James Knox is a registered representative with Regiment Securities, LLC. Lerry has been in the industry since 2004 and has held previous positions with GAR Wood Securities, LLC, Loop Capital Markets LLC, and Goldman, Sachs & Co. Lerry's areas of expertise include the Series 7TO, SIE, Series 50, Series 7 and Series 3 exams. Lerry is currently registered with FINRA and is located in Chicago, Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
05/24/2024 - Present
Regiment Securities, LLC (Chicago IL)
IL
10/07/2021 - 12/19/2022
GAR WOOD SECURITIES, LLC (Chicago IL)
IL
04/30/2007 - 03/15/2012
LOOP CAPITAL MARKETS LLC (CHICAGO IL)
NY
10/14/2004 - 05/14/2007
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 10/02/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/07/2021
Series 7TO - General Securities Representative Examination
BC
Issued 09/09/2021
SIE - Securities Industry Essentials Examination
BC
Issued 01/26/2016
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 10/13/2004
Series 7 - General Securities Representative Examination
BC
Issued 10/06/2004
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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