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Leroy Shaw

PFS Investments Inc.

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About Leroy Shaw

Leroy Shaw is a financial advisor associated with PFS Investments Inc. Leroy is a registered representative in Arkansas, Georgia and Tennessee. Leroy has been in the industry since 1986 and is a Series 6, 26 and 63 licensed advisor. Leroy works primarily with individuals, charitable organizations, and corporations or other businesses.

Firm Information

Leroy Shaw is currently registered with PFS Investments Inc.. PFS Investments Inc. is a Corporation that was formed in 1981 and is headquartered in Duluth, GA. The firm provides portfolio management for individuals. They manage approximately $8,461,983,895 in regulatory assets for 59,808 total accounts. PFS Investments Inc. is registered with the SEC and in 53 states.
PFS Investments Inc.

1 PRIMERICA PARKWAY

DULUTH, GA 30099-0001

$8.46B

Assets Under Management

Not reported

Total Clients

17,935

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Leroy Shaw’s Registration & Firm History

TN

05/04/2005 - Present

PFS Investments Inc. (MEMPHIS TN)

MO

08/11/2000 - 12/13/2004

K. W. CHAMBERS & CO. (CLAYTON MO)

MO

10/27/1999 - 03/15/2000

K. W. CHAMBERS & CO. (CLAYTON MO)

GA

12/19/1986 - 10/28/1999

PFS INVESTMENTS INC. (DULUTH GA)

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Licenses & Designations

BC

Issued 05/28/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/19/1988

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/18/1986

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Leroy Shaw.
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