Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leroy? Claim Your ProfileLeroy Rivers is a financial advisor currently registered with J.P. Morgan Securities LLC. Leroy has been working in the financial industry since 2012. Leroy has passed the Series 63, SIE and Series 6 exams and is registered in California, Connecticut, Florida, New Jersey and New York. Leroy has previously worked at HSBC Securities (USA) INC. and J.P. Morgan Securities LLC. Leroy is also a specialist in Mutual Funds, Variable Annuities, Fixed Annuities, Life Insurance and Retirement Planning. Leroy's current firm is J.P. Morgan Securities LLC and the firm manages over $50 billion in assets and provides advisory services to individuals, businesses, and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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2
NY
02/27/2019 - Present
J.p. Morgan Securities LLC (SETAUKET NY)
NY
01/12/2018 - 03/14/2019
HSBC SECURITIES (USA) INC. (PORT JEFFERSON NY)
NY
11/16/2016 - 12/07/2017
J.P. MORGAN SECURITIES LLC (COMMACK NY)
NY
10/01/2012 - 03/02/2015
J.P. MORGAN SECURITIES LLC (SAYVILLE NY)
NY
06/26/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (HOLBROOK NY)
BC
Issued 05/22/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/25/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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