Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leroy? Claim Your ProfileLeroy Rachlin is a financial advisor with Janney Montgomery Scott LLC. Leroy has been a financial advisor since 1983. Leroy has extensive experience in providing financial advice and portfolio management for individuals, businesses, and institutions. Leroy is registered to offer investment advice in 40 states and has earned several professional designations. Leroy's firm Janney Montgomery Scott LLC provides a range of financial services including investment advice, portfolio management, financial planning, and retirement planning. The firm manages over $85 billion in assets and has offices across the United States.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
NJ
06/22/2017 - Present
Janney Montgomery Scott LLC (TOMS RIVER NJ)
NY
09/07/1984 - 01/07/1991
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
03/15/1983 - 09/17/1984
MOORE & SCHLEY, CAMERON & CO.
NA
01/26/1983 - 09/17/1984
MOORE & SCHLEY MUNICIPALS, INC.
BOTH
Issued 09/08/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/06/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/29/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/19/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/02/1990
Series 3 - National Commodity Futures Examination
BC
Issued 01/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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