Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leroy? Claim Your ProfileLeroy Masashi Kawai is an investment advisor representative with Osaic Wealth, Inc. Leroy is currently registered with the state of California. Leroy has been in the industry since 1993. Leroy is also registered with the state of Hawaii. Prior to joining Osaic Wealth, Inc., Leroy was registered with Signator Investors, Inc. and Transamerica Financial Advisors, Inc. Leroy is also a member of the Citrus Estate Planning Council, The Pacific Bridge Companies, Inc. and NAIFA Greater Foothills.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
11/02/2018 - Present
Osaic Wealth, Inc. (SOUTH PASADENA CA)
CA
05/13/2016 - 11/02/2018
SIGNATOR INVESTORS, INC. (SOUTH PASADENA CA)
CA
09/04/2009 - 05/13/2016
TRANSAMERICA FINANCIAL ADVISORS, INC (PASADENA CA)
CA
01/22/2001 - 09/04/2009
TRANSAMERICA FINANCIAL ADVISORS, INC. (MONROVIA CA)
SC
06/03/1999 - 01/19/2001
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
CA
01/15/1993 - 06/16/1999
TRANSAMERICA FINANCIAL RESOURCES, INC. (LOS ANGELES CA)
BC
Issued 01/08/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/06/1993
Series 7 - General Securities Representative Examination
BC
Issued 04/25/1977
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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