Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leroy? Claim Your ProfileLeroy Martin Kunkel is an active investment advisor representative for Charles Schwab & CO., Inc. with over 38 years in the industry. Leroy is a licensed investment advisor representative (IAR) in Vermont and has a Series 63, 65, and 66 licenses. Leroy is also a registered representative (RR) for Charles Schwab & CO., Inc. and has Series 7, 8, 9, 10, and SIE licenses. Leroy was previously registered with several other firms, including Investment Management & Research, Inc, Integrated Resources Equity Corporation, Shearson Lehman Hutton Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
NY
04/04/2007 - Present
Charles Schwab & CO., Inc. (Albany NY)
FL
08/22/1989 - 04/17/1991
INVESTMENT MANAGEMENT & RESEARCH, INC (ST. PETERSBURG FL)
NA
04/12/1989 - 08/26/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NY
01/09/1987 - 04/13/1989
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
02/29/1984 - 01/20/1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BOTH
Issued 03/31/2007
Series 66 - Uniform Combined State Law Examination
IA
Issued 01/15/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/29/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/26/1992
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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