Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leroy? Claim Your ProfileLeroy Franck is an investment advisor representative at Cetera Investment Advisers LLC. Leroy has been in the industry since 1993. Leroy has experience working with Ameriprise Financial Services, Inc. and Cetera Financial Specialists LLC. Leroy is licensed in multiple states, including Iowa, Florida, Illinois, Missouri, and North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IA
01/03/2019 - Present
Cetera Investment Advisers LLC (KNOXVILLE IA)
MN
10/05/2009 - 10/10/2018
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MI
10/24/2002 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (DETROIT MI)
MN
01/17/1997 - 12/13/2002
BIRCHTREE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
IA
05/19/1993 - 01/01/1997
DICKINSON & CO. (DES MOINES IA)
BOTH
Issued 12/20/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 6/1/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/21/1998
Series 4 - Registered Options Principal Examination
BC
Issued 8/8/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/18/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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