Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leroy? Claim Your ProfileLeroy Dennis Simpson is a financial advisor with over 25 years of experience in the financial services industry. Leroy is registered with LPL Financial LLC and is licensed to provide financial advice in multiple states. Leroy has a broad range of experience in financial planning, investment management, and retirement planning. Leroy is committed to providing personalized financial advice to help clients achieve their financial goals. Prior to joining LPL Financial LLC, Leroy was associated with Raymond James Financial Services, Inc. and Financial Network Investment Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
09/14/2018 - Present
LPL Financial LLC (REDDING CA)
CA
03/01/2017 - 09/18/2018
RAYMOND JAMES FINANCIAL SERVICES, INC. (REDDING CA)
CA
10/02/2008 - 03/14/2017
LPL FINANCIAL LLC (REDDING CA)
CA
09/04/2002 - 10/02/2008
FINANCIAL NETWORK INVESTMENT CORPORATION (REDDING CA)
IN
07/17/2002 - 09/11/2002
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
07/17/2002 - 09/11/2002
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
TX
01/05/1998 - 06/27/2002
VALIC FINANCIAL ADVISORS, INC. (HOUSTON TX)
TX
02/29/1996 - 12/31/2001
THE VARIABLE ANNUITY MARKETING COMPANY (HOUSTON TX)
BOTH
Issued 08/25/2009
Series 66 - Uniform Combined State Law Examination
IA
Issued 05/06/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/24/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2003
Series 7 - General Securities Representative Examination
BC
Issued 02/22/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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