Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leroy? Claim Your ProfileLeroy Darnell Thomas is a financial professional with over 10 years of experience in the industry. Leroy currently holds a Series 6 and SIE registration and is affiliated with Empower Financial Services, Inc. Previously, Leroy was associated with TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC in Denver, CO. Leroy holds a Series 63 license and has passed the Uniform Securities Agent State Law Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
11/09/2016 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
CO
10/12/2012 - 10/13/2016
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (DENVER CO)
BC
Issued 04/17/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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