Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leroy? Claim Your ProfileLeroy Born is a financial advisor with over 20 years of experience in the industry. Leroy is registered with Wells Fargo Clearing Services, LLC and has been with them since June 2017. Leroy is also registered with the state of California as an Investment Advisor Representative. Previously, Leroy was registered with U.S. Bancorp Investments, Inc. and UnionBanc Investment Services, LLC. Leroy is also a co-trustee for his mother's investment portfolio. Leroy has a strong understanding of the financial markets and is committed to providing his clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
06/26/2017 - Present
Wells Fargo Clearing Services, LLC (TUSTIN CA)
CA
10/28/2011 - 06/28/2017
U.S. BANCORP INVESTMENTS, INC. (IRVINE CA)
CA
08/13/2002 - 10/31/2011
UNIONBANC INVESTMENT SERVICES, LLC (LAGUNA HILLS CA)
CA
05/08/2002 - 08/08/2002
WM FINANCIAL SERVICES, INC. (IRVINE CA)
NY
12/09/1999 - 02/15/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 12/23/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/08/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Leroy Born is the right advisor for you? Invested Better is here to help.
