Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leopoldo? Claim Your ProfileLeopoldo Vazquez is a financial professional with over 25 years of experience in the industry. Leopoldo is currently registered with Insight Securities, Inc. and is based in The Woodlands, Texas. Leopoldo has held previous positions with Titleist Asset Management, Ltd., Argentus Securities, LLC, Financial Counseling Corporation, and Horwitz & Associates, Inc. Leopoldo holds a variety of licenses and certifications, including the Series 3, 4, 7, 24, 63, SIE, and Series 99TO examinations. Leopoldo specializes in providing financial planning, portfolio management for businesses and individuals, and selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
08/19/2015 - Present
Insight Securities, Inc. (The Woodlands TX)
TX
02/28/2014 - 09/01/2015
TITLEIST ASSET MANAGEMENT, LTD. (THE WOODLANDS TX)
TX
01/02/2009 - 02/21/2014
ARGENTUS SECURITIES, LLC (THE WOODLANDS TX)
TX
05/01/2008 - 12/31/2008
FINANCIAL COUNSELING CORPORATION (THE WOODLANDS TX)
TX
05/17/2001 - 05/02/2008
HORWITZ & ASSOCIATES, INC. (THE WOODLANDS TX)
TX
04/12/1995 - 08/24/1999
CBI INTERNATIONAL SECURITIES, INC. (HOUSTON TX)
BC
Issued 01/10/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/18/2007
Series 24 - General Securities Principal Examination
BC
Issued 06/05/1996
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/1995
Series 3 - National Commodity Futures Examination
BC
Issued 03/11/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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