Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leopoldo? Claim Your ProfileLeopoldo Ferris wallis is a registered representative with Oppenheimer & Co. Inc., an investment firm with over $1 billion in assets under management. Leopoldo Ferris wallis has been in the financial industry for over a decade. Before joining Oppenheimer & Co. Inc., Leopoldo Ferris wallis worked at Morgan Stanley and Santander Securities LLC. Leopoldo Ferris wallis is registered with the state of New York as an Investment Advisor Representative. Leopoldo Ferris wallis specializes in providing financial planning, portfolio management and selection of other advisors to individual and business clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
09/07/2021 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
NY
04/06/2016 - 09/22/2021
MORGAN STANLEY (New York NY)
FL
01/06/2016 - 04/07/2016
SANTANDER SECURITIES LLC (MIAMI FL)
NY
04/08/2010 - 01/13/2014
SANTANDER INTERNATIONAL SECURITIES, INC. (NEW YORK NY)
BOTH
Issued 03/19/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/11/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/07/2010
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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