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Leopold Garcia

PFS Investments Inc.

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About Leopold Garcia

Leopold Garcia is a financial professional with over 28 years of experience in the industry. Leopold is a registered representative and investment advisor representative in several states, including New York, Connecticut, New Jersey, North Carolina, Ohio, and Texas. Leopold currently works at PFS Investments Inc. and has been with the firm since 1999. The firm's main office is located in Duluth, Georgia. The firm manages over $8.46 billion in assets for a wide range of clients, including individuals, corporations, and charitable organizations. Leopold also provides other financial services such as sales of investment-related products, part-time or full-time for companies affiliated with PFS Investments Inc. Leopold may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services.

Firm Information

Leopold Garcia is currently registered with PFS Investments Inc.. PFS Investments Inc. is a Corporation that was formed in 1981 and is headquartered in Duluth, GA. The firm provides portfolio management for individuals. They manage approximately $8,461,983,895 in regulatory assets for 59,808 total accounts. PFS Investments Inc. is registered with the SEC and in 53 states.
PFS Investments Inc.

1 PRIMERICA PARKWAY

DULUTH, GA 30099-0001

$8.46B

Assets Under Management

Not reported

Total Clients

17,935

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Leopold Garcia’s Registration & Firm History

NY

08/03/2021 - Present

PFS Investments Inc. (FOREST HILLS NY)

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Licenses & Designations

BC

Issued 03/17/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/28/1994

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/17/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 9 public disclosures for Leopold Garcia. Review regulatory record here.
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