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Leopold Arthur Hauser

Vanguard Marketing Corp.

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About Leopold Arthur Hauser

Leopold Hauser is a registered representative with Vanguard Marketing Corp. Leopold has been in the securities industry since June 24, 1997. Leopold has a Series 7, Series 6, Series 63, Series 9 and Series 10. Leopold's current employer, Vanguard Marketing Corp, is based in Scottsdale, Arizona. Previously, Leopold worked for CHARLES SCHWAB & CO., INC., VANGUARD MARKETING CORPORATION, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and FIRST AMERICAN NATIONAL SECURITIES, INC.. Leopold is registered to provide securities services in Arizona.

Firm Information

Leopold Hauser is currently registered with Vanguard Marketing Corp.. Vanguard Marketing Corp. is a Corporation that was formed on April 21, 1977. The firm is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

1,975

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Leopold Hauser’s Registration & Firm History

AZ

12/04/2002 - Present

Vanguard Marketing Corp. (SCOTTSDALE AZ)

TX

04/16/1999 - 12/06/2000

CHARLES SCHWAB & CO., INC. (WESTLAKE TX)

PA

11/02/1995 - 03/05/1999

VANGUARD MARKETING CORPORATION (MALVERN PA)

NA

08/21/1986 - 02/03/1987

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NA

08/21/1986 - 10/07/1986

FIRST AMERICAN NATIONAL SECURITIES, INC.

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Licenses & Designations

BC

Issued 11/02/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/08/1999

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 12/08/1999

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/20/1996

Series 7 - General Securities Representative Examination

BC

Issued 11/01/1995

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Leopold Arthur Hauser.
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