Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leontia? Claim Your ProfileLeontia Mary McLaughlin is a financial advisor with Pimco Investments LLC. Leontia is a seasoned professional with over 16 years of experience in the financial services industry. Leontia holds a Series 7, Series 9, Series 10, Series 24, Series 31 and a Series 66 license. Leontia also holds the SIE designation. Leontia is registered in the state of California. Leontia has previously worked at Nuveen Securities, LLC, Cetera Advisor Networks LLC, Cetera Advisors LLC, Cetera Investment Services LLC, Cetera Financial Specialists LLC, Deutsche Bank Securities Inc., DB Securities Services NJ Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Ameriprise Financial Services, Inc., Morgan Stanley DW Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
05/12/2021 - Present
Pimco Investments LLC (Austin TX)
IL
08/28/2014 - 12/02/2020
NUVEEN SECURITIES, LLC (CHICAGO IL)
CA
02/06/2013 - 05/13/2014
CETERA ADVISOR NETWORKS LLC (EL SEGUNDO CA)
CO
02/06/2013 - 05/13/2014
CETERA ADVISORS LLC (GREENWOOD VILLAGE CO)
MN
02/06/2013 - 05/13/2014
CETERA INVESTMENT SERVICES LLC (ST. CLOUD MN)
IL
08/20/2012 - 05/13/2014
CETERA FINANCIAL SPECIALISTS LLC (SCHAUMBURG IL)
FL
01/03/2012 - 07/03/2012
DEUTSCHE BANK SECURITIES INC. (JACKSONVILLE FL)
NJ
03/25/2011 - 01/03/2012
DB SECURITIES SERVICES NJ INC. (JERSEY CITY NJ)
FL
11/10/2010 - 01/27/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JACKSONVILLE FL)
IL
01/25/2007 - 07/13/2010
AMERIPRISE FINANCIAL SERVICES, INC. (CHICAGO IL)
NY
04/08/2004 - 07/20/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
05/08/2002 - 02/27/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 05/23/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/18/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/09/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/05/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 05/07/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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