Unclaimed
Leonore Copeland Panno is a financial advisor registered with Barclays Capital Inc. Leonore has been a financial professional since 1994. Leonore currently holds licenses for Series 3, 4, 7, 15, 24, 63, 79TO, and SIE. Leonore has been registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Leonore has prior experience with Swiss Re Capital Markets Corporation and General Re Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/22/2004 - Present
Barclays Capital Inc. (NEW YORK NY)
NY
05/20/2002 - 03/16/2004
SWISS RE CAPITAL MARKETS CORPORATION (NEW YORK NY)
NY
07/19/2000 - 04/17/2002
GENERAL RE SECURITIES CORPORATION (NEW YORK NY)
NA
05/22/1984 - 05/25/1990
DEAN WITTER REYNOLDS INC.
NA
05/19/1986 - 02/21/1989
TUCKER, ANTHONY & R. L. DAY, INC.
BC
Issued 07/14/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/11/2021
Series 24 - General Securities Principal Examination
BC
Issued 06/06/1985
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/2000
Series 7 - General Securities Representative Examination
BC
Issued 06/17/1986
Series 3 - National Commodity Futures Examination
BC
Issued 06/10/1986
Series 15 - Foreign Currency Options Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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