Invested Better
Unclaimed

Unclaimed

Unclaimed

Leonore Copeland Panno

Barclays Capital Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Leonore? Claim Your Profile

About Leonore Copeland Panno

Leonore Copeland Panno is a financial advisor registered with Barclays Capital Inc. Leonore has been a financial professional since 1994. Leonore currently holds licenses for Series 3, 4, 7, 15, 24, 63, 79TO, and SIE. Leonore has been registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Leonore has prior experience with Swiss Re Capital Markets Corporation and General Re Securities Corporation.

Firm Information

Leonore Panno is currently registered with Barclays Capital Inc.. Barclays Capital Inc. is a Corporation formed on March 30, 1998 and is registered in all 50 states, as well as the District of Columbia, Puerto Rico and the Virgin Islands. The firm has a history of regulatory and civil events, with 120 regulatory disclosures and 4 civil disclosures on record.

Not reported

Assets Under Management

Not reported

Total Clients

434

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Leonore Panno’s Registration & Firm History

NY

03/22/2004 - Present

Barclays Capital Inc. (NEW YORK NY)

NY

05/20/2002 - 03/16/2004

SWISS RE CAPITAL MARKETS CORPORATION (NEW YORK NY)

NY

07/19/2000 - 04/17/2002

GENERAL RE SECURITIES CORPORATION (NEW YORK NY)

NA

05/22/1984 - 05/25/1990

DEAN WITTER REYNOLDS INC.

NA

05/19/1986 - 02/21/1989

TUCKER, ANTHONY & R. L. DAY, INC.

Not sure if Leonore Copeland Panno is right for you?

Licenses & Designations

BC

Issued 07/14/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/11/2021

Series 24 - General Securities Principal Examination

BC

Issued 06/06/1985

Series 4 - Registered Options Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/18/2000

Series 7 - General Securities Representative Examination

BC

Issued 06/17/1986

Series 3 - National Commodity Futures Examination

BC

Issued 06/10/1986

Series 15 - Foreign Currency Options Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Leonore Copeland Panno.
Not sure if Leonore Copeland Panno is right for you?