Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leonilo? Claim Your ProfileLeonilo Garces is a financial advisor with over 30 years of experience in the financial services industry. Leonilo currently works with Wells Fargo Clearing Services, LLC, where Leonilo has been a registered representative since 2009. Leonilo has held previous positions with Prudential Securities Incorporated, Dean Witter Reynolds Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and The Prudential Insurance Company of America. Leonilo holds Series 6, 7, 8, 9, 10, 31, and 63 licenses. Leonilo is currently registered with the states of Arizona, California, Colorado, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Maryland, Massachusetts, Michigan, Montana, Nebraska, Nevada, New Mexico, North Dakota, Ohio, Oregon, Pennsylvania, Texas, Utah, Virginia, Washington, and Wyoming. Leonilo has been active in the financial services industry since 1991.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
11/19/2009 - Present
Wells Fargo Clearing Services, LLC (STOCKTON CA)
NY
09/29/2000 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
01/10/1994 - 11/16/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
07/16/1992 - 01/24/1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NJ
11/08/1990 - 05/13/1992
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
11/08/1990 - 05/13/1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
BC
Issued 03/26/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/06/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/26/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 07/07/1992
Series 7 - General Securities Representative Examination
BC
Issued 11/06/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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