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Leonid Venshtain

Mizuho Securities USA LLC

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About Leonid Venshtain

Leonid Venshtain is a financial professional with over 15 years of experience in the securities industry. Leonid is currently registered with Mizuho Securities USA LLC. Leonid has held previous roles with Scotia Capital (USA) Inc. Leonid holds the Series 3, 7, 24, 34, and SIE licenses.

Firm Information

Leonid Venshtain is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Leonid Venshtain’s Registration & Firm History

NY

10/12/2022 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

09/15/2017 - 10/20/2022

SCOTIA CAPITAL (USA) INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/02/2019

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/15/2017

Series 7 - General Securities Representative Examination

BC

Issued 10/09/2010

Series 34 - Retail Off-Exchange FOREX Examination

BC

Issued 12/21/2009

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Leonid Venshtain.
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