Invested Better
Unclaimed

Unclaimed

Unclaimed

Leonetta Danielle Swiney

Nylife Securities LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Leonetta? Claim Your Profile

About Leonetta Danielle Swiney

Leonetta Danielle Swiney is a financial professional with Nylife Securities LLC. Leonetta has been in the financial industry for less than a year and has passed the Securities Industry Essentials Examination (SIE) and the Investment Company Products/Variable Contracts Representative Examination (Series 6TO). Leonetta is currently registered with FINRA as a Registered Representative.

Firm Information

Leonetta Swiney is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Leonetta Swiney’s Registration & Firm History

TX

05/21/2024 - Present

Nylife Securities LLC (HOUSTON TX)

Not sure if Leonetta Danielle Swiney is right for you?

Licenses & Designations

BC

Issued 05/20/2024

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 03/16/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Leonetta Danielle Swiney. Review regulatory record here.
Not sure if Leonetta Danielle Swiney is right for you?