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Leonel Prince Darosa

Signature Investment Advisors, LLC

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About Leonel Prince Darosa

Leonel Darosa is a financial advisor associated with Signature Investment Advisors, LLC in LOS ANGELES, CA. Leonel has been in the financial services industry since 2009 and has a Series 6, 7, 63, and 66 licenses. Leonel has worked at several firms before joining Signature Investment Advisors, LLC. Leonel has previously worked at TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC, ROYAL ALLIANCE ASSOCIATES, INC., and VANGUARD MARKETING CORPORATION. Leonel is a Registered Investment Advisor (RIA) in the state of California.

Firm Information

Leonel Darosa is currently registered with Signature Investment Advisors, LLC. Signature Investment Advisors, LLC is an investment advisor based in Los Angeles, California. The firm has 13 registered representatives and manages approximately $4.93 billion in regulatory assets under management. They primarily advise high-net-worth individuals, corporations, and individuals other than high-net-worth. Signature Investment Advisors provides portfolio management services for individuals and businesses, as well as selection of other advisors. They also offer educational seminars to clients.
Signature Investment Advisors, LLC

2121 AVENUE OF THE STARS

LOS ANGELES, CA 90067-5040

$4.93B

Assets Under Management

Not reported

Total Clients

6

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Leonel Darosa’s Registration & Firm History

CA

01/09/2020 - Present

Signature Investment Advisors, LLC (LOS ANGELES CA)

CA

01/08/2020 - 06/30/2023

ROYAL ALLIANCE ASSOCIATES, INC. (LOS ANGELES CA)

CA

10/04/2011 - 09/10/2019

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (PASADENA CA)

NC

08/04/2008 - 07/29/2011

VANGUARD MARKETING CORPORATION (CHARLOTTE NC)

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Licenses & Designations

BOTH

Issued 11/08/2011

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/12/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/07/2011

Series 7 - General Securities Representative Examination

BC

Issued 08/01/2008

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Leonel Prince Darosa.
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