Unclaimed
Leonel Chaves is a financial advisor at J.P. Morgan Securities LLC. Leonel has been working in the financial services industry for over 20 years and has a broad range of experience in providing investment advice to individuals, businesses, and institutions. Leonel is also a registered representative with FINRA and is licensed to sell securities in several states. Leonel has experience working with several other firms including Morgan Stanley, G-2 Trading LLC, and Collins Stewart Inc. Leonel is committed to providing his clients with personalized investment advice and guidance. He is dedicated to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
08/08/2017 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
04/12/2013 - 08/07/2017
MORGAN STANLEY (PURCHASE NY)
NY
07/14/2011 - 03/28/2012
G-2 TRADING,LLC (NEW YORK NY)
NY
04/13/2011 - 07/13/2011
BENCHMARQ TRADING PARTNERS LLC (NEW YORK NY)
NY
11/19/2010 - 03/22/2011
MADISON PROPRIETARY TRADING GROUP, LLC (NEW YORK NY)
NY
05/07/2010 - 11/17/2010
G-2 TRADING,LLC (NEW YORK NY)
CT
01/06/2009 - 11/11/2009
ACCESS SECURITIES, INC. (STAMFORD CT)
NY
02/21/2008 - 01/15/2009
BRIMBERG & CO. (NEW YORK NY)
NY
02/01/2007 - 06/04/2007
HAPOALIM SECURITIES USA, INC. (NEW YORK NY)
NY
11/13/2006 - 02/05/2007
COLLINS STEWART INC. (NEW YORK NY)
NY
01/08/2005 - 12/05/2006
TULLETT LIBERTY SECURITIES INC. (NEW YORK NY)
NY
09/29/2003 - 01/14/2005
BURLINGTON CAPITAL MARKETS INC. (NEW YORK NY)
NE
09/06/2002 - 09/29/2003
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
NY
07/19/2000 - 07/10/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
03/11/1999 - 05/18/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 06/01/2013
Series 66 - Uniform Combined State Law Examination
IA
Issued 03/30/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/18/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/04/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/06/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 03/10/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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