Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leonardo? Claim Your ProfileLeonardo Zraick is a financial advisor with UBS Financial Services Inc. Leonardo has been in the financial services industry since 2000. Leonardo has a broad range of experience, including financial planning, portfolio management, and investment advisory services. Leonardo holds a Series 3, SIE, Series 7, Series 86, Series 87 and Series 63 license. Leonardo is registered in 15 states and provides services to a wide range of clients, including individuals, families, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
10/26/2021 - Present
UBS Financial Services Inc. (New York NY)
NY
03/16/2005 - 01/01/2010
UBS INTERNATIONAL INC. (NEW YORK NY)
NY
10/05/2000 - 03/29/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
IA
Issued 11/06/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/12/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/31/2019
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/24/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 10/19/2004
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 10/04/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Leonardo Zraick is the right advisor for you? Invested Better is here to help.
