Unclaimed
Leonardo Tribelli is a financial professional with over 6 years of experience in the securities industry. Leonardo is currently registered with Smbc Nikko Securities America, Inc. in New York, NY and has previously been employed with Mizuho Securities USA LLC and UBS Securities LLC. Leonardo holds the Series 7, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/20/2023 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
07/31/2017 - 02/14/2022
MIZUHO SECURITIES USA LLC (NEW YORK NY)
NY
06/30/2014 - 12/14/2015
UBS SECURITIES LLC (NEW YORK NY)
BC
Issued 01/26/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/29/2014
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
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