Unclaimed
Leonardo Fernandez is a financial professional with over 20 years of experience in the financial services industry. Leonardo has a Series 7, 63 and SIE license and is registered with GT Securities, Inc. in California. Prior to joining GT Securities, Inc., Leonardo was employed with Columbia West Capital, LLC, Valtus Capital Group, LLC, and CIBC World Markets Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
10/31/2012 - Present
GT Securities, Inc. (LOS ANGELES CA)
AZ
04/07/2009 - 04/30/2012
COLUMBIA WEST CAPITAL, LLC ("CWC") (SCOTTSDALE AZ)
NV
04/30/2008 - 09/22/2008
VALTUS CAPITAL GROUP, LLC (LAS VEGAS NV)
CA
09/08/2000 - 01/17/2008
CIBC WORLD MARKETS CORP. (LOS ANGELES CA)
NY
05/21/1999 - 09/28/1999
CIBC WORLD MARKETS (NEW YORK NY)
BC
Issued 07/14/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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