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Leonardo Osorio

Smbc Nikko Securities America, Inc.

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About Leonardo Osorio

Leonardo Osorio is a securities professional with over 12 years of experience in the industry. Leonardo is currently registered with Smbc Nikko Securities America, Inc. and holds licenses for Series 63, SIE and Series 7. Leonardo has held previous registrations with Credit Agricole Securities (USA) Inc., J. Streicher Capital LLC and BNP Paribas Securities Corp. Leonardo has been registered in 51 states and is approved by FINRA.

Firm Information

Leonardo Osorio is currently registered with Smbc Nikko Securities America, Inc.. Smbc Nikko Securities America, Inc. is a Corporation registered in the United States and has been in operation since August 8, 1990. The firm has a presence in all 50 states and the District of Columbia, with a total of 52 state registrations. Smbc Nikko Securities America, Inc. has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

313

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Leonardo Osorio’s Registration & Firm History

NY

07/12/2019 - Present

Smbc Nikko Securities America, Inc. (NEW YORK NY)

NY

12/04/2015 - 06/12/2018

CREDIT AGRICOLE SECURITIES (USA) INC. (NEW YORK NY)

NY

08/04/2015 - 11/23/2015

J. STREICHER CAPITAL LLC (NEW YORK NY)

NY

04/17/2006 - 06/14/2012

BNP PARIBAS SECURITIES CORP. (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/31/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/12/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/14/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Leonardo Osorio.
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