Unclaimed
Leonardo Osorio is a securities professional with over 12 years of experience in the industry. Leonardo is currently registered with Smbc Nikko Securities America, Inc. and holds licenses for Series 63, SIE and Series 7. Leonardo has held previous registrations with Credit Agricole Securities (USA) Inc., J. Streicher Capital LLC and BNP Paribas Securities Corp. Leonardo has been registered in 51 states and is approved by FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/12/2019 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
12/04/2015 - 06/12/2018
CREDIT AGRICOLE SECURITIES (USA) INC. (NEW YORK NY)
NY
08/04/2015 - 11/23/2015
J. STREICHER CAPITAL LLC (NEW YORK NY)
NY
04/17/2006 - 06/14/2012
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
BC
Issued 12/31/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/12/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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