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Leonardo Mateus

Nylife Securities LLC

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About Leonardo Mateus

Leonardo Mateus is a financial advisor with Nylife Securities LLC. He is registered with FINRA and has been active in the financial services industry since June 2017. Leonardo holds Series 6, Series 63 and SIE licenses. He is registered to provide financial advice in California and Florida.

Firm Information

Leonardo Mateus is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Leonardo Mateus’s Registration & Firm History

FL

06/21/2017 - Present

Nylife Securities LLC (TAMPA FL)

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Licenses & Designations

BC

Issued 07/05/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/21/2017

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Leonardo Mateus. Review regulatory record here.
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