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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leonard? Claim Your ProfileLeonard Kaplan is an investment advisor representative at Cetera Investment Advisers LLC, with over 39 years of experience in the financial services industry. Leonard is licensed in 9 states, including California, Connecticut, Delaware, Florida, Maine, Maryland, Michigan, and Pennsylvania. Leonard has a strong background in financial planning, portfolio management for individuals and businesses, and pension consulting. Leonard is also experienced in educational seminars, and selection of other advisors. Leonard has been with Cetera Investment Advisers LLC since June 2023, and prior to that, was with Voya Financial Advisors, Inc. from January 2004 until June 2021.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
06/29/2023 - Present
Cetera Investment Advisers LLC (SHREWSBURY PA)
PA
01/01/2004 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (SHREWSBURY PA)
IA
06/28/1993 - 01/01/2004
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
NJ
02/14/1983 - 06/28/1993
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 04/12/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/31/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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