Unclaimed
Leonard Washington Smith is a financial advisor licensed to offer securities in Maryland, Florida, and the District of Columbia. Leonard is registered with PFS Investments Inc. and holds Series 6, 6TO, and SIE licenses. Leonard has been in the financial services industry since August 2006. Before joining PFS Investments Inc., Leonard worked at First Investors Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
MD
08/16/2022 - Present
PFS Investments Inc. (LANHAM MD)
MD
08/04/2006 - 12/12/2006
FIRST INVESTORS CORPORATION (GREENBELT MD)
BC
Issued 09/07/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/16/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/03/2022
SIE - Securities Industry Essentials Examination
BC
Issued 08/03/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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