Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leonard? Claim Your ProfileLeonard Frisbie is a financial advisor associated with LPL Financial LLC. Leonard has been in the industry since January 14, 2009. Leonard is currently registered with the state of Colorado, and is also registered as a resident investment advisor in Texas. Leonard has a Series 6, 7, 63 and 65 license. Leonard is also registered with FINRA and the SEC. In addition to Leonard's role with LPL Financial LLC, Leonard also has interests in several other businesses, including real estate, insurance and an investment-related business called Frisbie Financial LLC. Leonard primarily provides financial planning, portfolio management and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
10/01/2018 - Present
LPL Financial LLC (DENVER CO)
CO
01/14/2009 - 11/29/2017
NATIONAL PLANNING CORPORATION (DENVER CO)
IA
Issued 12/17/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/21/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/2015
Series 7 - General Securities Representative Examination
BC
Issued 01/13/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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