Unclaimed
Leonard Stanley Smoot is an active registered representative with GWN Securities Inc. Leonard has been in the industry since 1988. He holds Series 6 and SIE licenses. Leonard has been registered with GWN Securities Inc. since 2008. Prior to joining GWN Securities Inc., Leonard was employed by PlanMember Securities Corporation, Great American Advisors, Inc., Stuart Securities Corp., Brecek & Young Advisors, Inc., Donahue Securities, Inc., MW Management Company, NWNL Management Corporation, and Security First Financial, Inc. Leonard is registered in Ohio.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
In lieu of hourly fee, ia can charge a flat fee
1
2
FL
04/07/2008 - Present
GWN Securities Inc. (PALM BEACH GARDENS FL)
OH
01/17/2007 - 03/14/2008
PLANMEMBER SECURITIES CORPORATION (CINCINNATI OH)
OH
12/04/2006 - 01/11/2007
GREAT AMERICAN ADVISORS, INC. (CINCINNATI OH)
GA
10/24/2003 - 12/04/2006
STUART SECURITIES CORP. (NORCROSS GA)
CA
03/12/2001 - 11/20/2003
BRECEK & YOUNG ADVISORS, INC. (FOLSOM CA)
OH
07/02/1999 - 03/06/2001
DONAHUE SECURITIES, INC. (CINCINNATI OH)
OH
10/27/1992 - 07/28/1999
MW MANAGEMENT COMPANY (EUCLID OH)
CT
01/09/1989 - 07/21/1992
NWNL MANAGEMENT CORPORATION (WINDSOR CT)
NA
06/03/1987 - 06/23/1988
SECURITY FIRST FINANCIAL, INC.
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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