Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leonard? Claim Your ProfileLeonard Solomon has over 60 years of experience in the financial services industry. Leonard is currently a Registered Representative at UBS Financial Services Inc. in Purchase, NY. Leonard has held previous positions at MORGAN STANLEY SMITH BARNEY, CITIGROUP GLOBAL MARKETS INC., LEHMAN BROTHERS INC., LEHMAN BROTHERS KUHN LOEB INCORPORATED and LEHMAN BROTHERS INCORPORATED. Leonard holds a number of licenses and designations including Series 7TO, Series 63, Series 8, Series 12, SIE, PC, and Series 1. Leonard provides a variety of services to his clients including financial planning, portfolio management, pension consulting, educational seminars, and the publication of periodicals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
05/07/2010 - Present
UBS Financial Services Inc. (Purchase NY)
NY
06/01/2009 - 05/26/2010
MORGAN STANLEY SMITH BARNEY (PURCHASE NY)
NY
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (PURCHASE NY)
NY
06/26/1984 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
02/22/1978 - 06/27/1984
LEHMAN BROTHERS KUHN LOEB INCORPORATED
NA
03/17/1975 - 02/22/1978
LEHMAN BROTHERS INCORPORATED
NA
02/06/1961 - 03/20/1975
ABRAHAM & COMPANY INC
BC
Issued 09/27/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/27/1990
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 09/24/1973
Series 12 - NYSE Branch Manager Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/1977
PC - AMEX Put and Call Exam
BC
Issued 02/06/1961
Series 1 - Registered Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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