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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leonard? Claim Your ProfileLeonard Richard Simpson is a financial advisor with over 35 years of experience in the financial services industry. Leonard currently works at Prime Capital Financial. Leonard is registered with the Financial Industry Regulatory Authority (FINRA) and is a Series 6, 7, 24, 26, 63, and 65 licensed financial advisor. Leonard has a wide range of experience in the industry and is passionate about helping clients achieve their financial goals. Leonard has a proven track record of success in providing financial advice to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Qualified retirement plan services, consulting services, co-advisory, selection of sub-advisors
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Seminar fees, promoter fees, subscription fee financial plans
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2
CA
04/26/2022 - Present
Prime Capital Financial (Folsom CA)
CA
04/30/2004 - 01/27/2022
AMERITAS INVESTMENT COMPANY, LLC (FOLSOM CA)
NY
10/16/1987 - 05/11/2004
AXA ADVISORS, LLC (NEW YORK NY)
NY
10/16/1987 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 11/06/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/09/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/11/1999
Series 24 - General Securities Principal Examination
BC
Issued 04/30/1993
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/1999
Series 7 - General Securities Representative Examination
BC
Issued 10/15/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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